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EBE Institute of Finance
NASD examination preparation classes for all NASD broker and principal licenses.

EBE Enterprises
Create business cards, all-occasion cards, and banners.

EBE Business Consulting
Business consulting service.

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EBE Institute of Finance

Key Benefits

Train stockbrokers to pass broker level and principal level NASD examinations.
Help the public to understand the challenging world of securities with the thousands of stocks and bonds to choose from.
To help investors to become trained in the same fashion as the brokers they are going to put their trust in as they deal with the 5,000 plus broker dealers and the 450,000 plus agents and managers in the marketplace.

Capabilities

We have almost a quarter of a century of very successful training with all of the agent level and all of the principal level examinations offered by the NASD.
We have created very high quality 'cliff-notes' that will keep all in the classroom on tract and free from having to race along with trying to write everything down. This is what allows for heavy focus to the more minute details as they are presented.
There is a very unique way to be sure each person is truly prepared to pass the examination on their first attempt. We have perfected this technique and train those attending our sessions in this unique process.

Broker Licenses

Series '65' exam has 130 questions, and a time limit of 3 hours to complete the exam. 68.5% is the minimum passing score for this exam. The student is provided with a pencil, scratch paper, and a very basic calculator at the test site.
Exam Pre-requisites: Ohio does not have any pre-requisite for this exam (some states require the Series '6' or '7').
Information Covered on the Exam: State securities laws, trading securities, equity and debt securities, clients, risks, strategies, portfolios, and taxation, economics and analysis, federal regulations, investment advisors and the SEC Release IA - 1092, other security products, and retirement plans.
4 - day class
Classroom Instruction - $295

Series '7' exam has 250 questions and the time limit is 6 hours to complete the exam. There are 3 hours maximum allowed for each half of the exam, and a minimum of 30 minutes and a maximum of 45 minutes separates the first half from the second half. The student is provided with a pencil, scratch paper, a very basic calculator and an exhibit book that will be used to answer some of the questions.
Exam Prerequisites: There are no pre-requisite exams.
Information Covered on the Exam: Options, municipal securities, direct participation programs, debt securities, investment company products, brokerage office procedures, trading securities, issuing securities, equity securities, margin accounts, ethics, recommendations, and taxation, government and state rules and regulations, SEC and SRO rules and regulations.
5 - day class
Classroom Instruction - $435

Series '6' exam has 100 questions, and the student has 2 hours and 15 minutes to take the exam. 70% is the minimum passing score. A pencil, scratch paper, and a very basic calculator is provided at the exam site.
Exam Prerequisites: There are no pre-requisites for this exam.
Information Covered on the Exam: Investment company products, investment risks and policies, securities industry regulations, securities and markets, retirement plans and variable products.
2 1/2 - day class
Classroom Instruction - $ 255

Series '63' exam has 65 questions, and the time limit is 1hour and 15 minutes. 70% is the minimum passing score. The student is provided with a pencil, scratch paper, and a very basic calculator at the test site.
Exam Pre-requisites: There are no pre-requisites for this exam.
Information Covered on this Exam: Overview of securities law, definition of terms, fraud and prohibited business practices, registration of persons, registration of securities and exemptions, the Uniform Securities Act and its scope.
1 - day class
Classroom Instruction - $90

Series '66' exam has 100 questions, and a time limit of 2 1/2 hours to complete the exam. This exam is both the Series '63' and the Series '65' exam. 70% is the minimum passing score for this exam. The student is provided with a pencil, scratch paper, and a very basic calculator at the test site.
Exam Pre-requisites: The Series '7' exam is the pre-requisite to taking this exam.
Information Covered on the Exam: State securities laws, trading securities, equity and debt securities, clients, risks, strategies, portfolios, and taxation, economics and analysis, federal regulations, investment advisors and the SEC Release IA - 1092, other security products, and retirement plans, government and state securities regulations.
4 - day class
Classroom Instruction - $295

Principal Licenses

Series '24' exam has 150 questions and the time limit is 31/2 hours to complete the exam. 70% is the minimum passing score. The student is provided with a pencil, scratch paper, and a very basic calculator at the test site.
Exam Prerequisites: The representative must already be licensed either Series '7' or Series '62'.
Information Covered on the exam: Investment Banking, market-making and trading, brokerage and office procedures, customer accounts, margin accounts, SEC and SRO rules and regulations, record-keeping and reporting requirements of broker/dealers, retirement plans.
2 - day class
Classroom Instruction - $435